Compliance File Checker
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IDEX Consulting
Edinburgh
Job description Idex Consulting are working with an IFA Practice to recruit an experienced Compliance File Checker in Edinburgh. Key Responsibilities: Conduct comprehensive reviews of pre-sale advice cases and post-sale annual review files (with some annual reviews completed pre-sale where required).Assess files against FCA requirements, internal compliance procedures, and best-practice... |
View salary & More Info |
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6 days ago
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