mlro jobs in City of Westminster

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Found 4 jobs

UK AML Senior Manager

Ref: 28233 AML SENIOR MANANGERSummary of the role:The ideal candidate will be accountable for AML Operations in the UK and have prior experience within a senior AML role.Duties include, but not limited too:Be overall responsible for AML Operations in the UK, engaging with senior management to safeguard ongoing AML support is retained.Act as main point of contact and work closely with the UK MLRO...

myGwork
Marylebone
6 hours ago

Market Abuse Surveillance Analyst

Market Abuse Surveillance Analyst Key responsibilities: - Undertake daily trade surveillance activities to address and investigate alerts and identify and investigate potential market abuse and improper activity. - Identify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. - Accurately document review findings and...

Makor Securities London Limited
St James's SW1Y 4AJ
5 days ago

Head of Compliance

£100,000

You will also provide oversight and support as required to the International Compliance team, who are based overseas. To be considered for this role you should have experience of managing a compliance function.

You will be required to attend the office so you must be happy to commute into London.

CER Financial
Victoria
6 hours ago

Surveillance analyst

Market Abuse Surveillance Analyst Key responsibilities: - Undertake daily trade surveillance activities to address and investigate alerts and identify and investigate potential market abuse and improper activity. - Identify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. - Accurately document review findings and...

Makor Securities London Limited
St James's SW1Y 4AJ
5 days ago
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