mlro jobs in London

Head of Risk & Compliance (MLRO) - Payments, EMI, Fin-TechLocation: London (City)Type: PermanentSalary: £80-£100k base + bonus & bensOverview Our client is a diversified, agile, fast-growing, technology-oriented Fintech company who aim to simplify, innovate, and develop the future of payments & banking technology. As well as being very well funded & enjoying a leadership team of tech & payments...

Job Description SMF16 / SMF17 – Head of Compliance & MLRO Boutique Asset manager – Canary Wharf Location: Canary Wharf – 2 days per week in office Salary: £90k - £110k Level: Senior Management Function (SMF16 & SMF17) The Opportunity A boutique Asset Management firm based in canary wharf is seeking an experienced Head of Compliance & MLRO to take on the SMF16 and SMF17 functions. This is a...

Head of Audit Quality, Compliance, Professional Standards & MLRO Role Purpose To lead and strengthen the firms audit quality, regulatory compliance, professional standards and anti-money laundering governance, ensuring the firm consistently meets the requirements of: - ICAEW Practice Assurance and Audit Regulations - FRC Ethical Standard and ISQM 1 & 2 - UK Companies Act 2006 - Money...

Job Description We are partnering with a high growth investment platform, who require a hands-on experienced compliance generalist for an initial 6 month period. This will be a hybrid day rate role, based out of their office in the city. The contract will be outside of IR35 and the rate is in the region of £600 - £700 per day. Responsibilities: - Delivering high-quality compliance oversight...

You will be given the autonomy and support to push on with this. As the MLRO, you will ensure regular AML and fraud prevention training sessions for staff so that they are aware of and understand compliance obligations and best practices to mitigate any regulatory failings.

You will be responsible for ensuring adherence to FCA requirements, leading the FCA licence application process, and overseeing a robust compliance and financial crime programme. The ideal candidate will have significant experience in fintech compliance, excellent stakeholder management skills, and a strong understanding of the UK regulatory landscape.

Job Description •Subject matter expert in AML and provide financial crime advisory to our operations and technology teams ensuring sound financial crime risk management practices •Designing and implementing appropriate Risk, Compliance and Financial Crime frameworks across the business •Undertaking risk assessment of new products and services •Main point of contact with the FCA and other...

A compliance-focused organization in the United Kingdom is looking for a Trust & Company Director / DMLRO to ensure adherence to regulatory requirements. This full-time position involves overseeing anti-money laundering policies and conducting risk assessments. Candidates should possess strong experience in MLRO roles, excellent communication skills, and a deep understanding of compliance...

You will be the primary point of contact for the FCA, NCA, and other regulatory bodies, ensuring the firm not only meets but exceeds its regulatory obligations. As the head of the second line of defence, you will provide critical oversight for our subsidiary's operations, working closely with their Head of Compliance to ensure group-wide alignment.

A dynamic fintech company based in London is seeking a Money Laundering Reporting Officer (MLRO) to lead their financial crime strategy. This role requires significant experience in AML and regulatory compliance, ensuring robust frameworks are in place to empower seamless global payments. The successful candidate will enjoy a hybrid working environment, an annual learning allowance, and...

A compliance-focused investment firm in London is seeking a part-time Head of Compliance who will implement an effective compliance framework and ensure that the business meets regulatory requirements. This hybrid role allows for two days in the office and one day from home. Candidates should have experience in retail investment management and a strong track record of stakeholder engagement. This...

Head of Compliance & MLROLocation: London office 1-2 times a weekOur client, a leading electronic money organisation in the payments and fintech sector, is seeking a Head of Compliance & MLRO to lead and develop their compliance and financial crime function. This is a key role overseeing the firm’s compliance framework, risk management, and regulatory relationships — ensuring the business remains...

About Us Roots Funding ("RF") is a global investment and fundraising marketplace connecting high-potential startups, SMEs, and ventures with investors worldwide. Our mission is to democratize access to private markets across sectors like fintech, medtech, space-tech, and real estate - fostering growth through innovative equity and debt solutions. The Role We are seeking an experienced Compliance...

You must also be happy working in a hands‐on manner – you'll never be far from the coalface.

A leading finance organization in London is seeking a Head of Compliance and MLRO specialized in Private Banking. This pivotal role requires over 10 years of UK banking compliance experience, encompassing direct engagement with regulators like the FCA and PRA. Responsibilities include overseeing AML frameworks and ensuring regulatory compliance across the bank. The successful candidate will...

We are exclusively recruiting for a well-established Investment Bank, specialising in Emerging Markets, who are looking to hire a stand alone part time Compliance officer & MLRO. Job Requirements: • Currently (or previously) holding SMF16 & 17 • Minimum of 7 years’ Compliance / Financial Crime experience from a similar environment • Strong emerging markets experience is essential • Excellent...

You will drive implementation of compliance control, processes and required operations under the regulatory and AML/CTF programs. The successful candidate will work as an integrated part of our global Compliance team, leveraging the broader organization and resources to ensure that we maintain an effective AML/CTF program and meet all our regulatory compliance obligations.

Get AI-powered advice on this job and more exclusive features. This range is provided by CRS. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Contract – 12 month contract depending on the assignment completion My client is an innovative fintech with an award-winning lending solution distributed through brokers, direct to businesses & most...

Head of Risk & Compliance (MLRO) - Payments, EMI, Fin-Tech Location: London (City) Type: Permanent Salary: £80-£100k base + bonus & bens Overview Our client is a diversified, agile, fast-growing, technology-oriented Fintech company who aim to simplify, innovate, and develop the future of payments & banking technology. As well as being very well funded & enjoying a leadership team of tech &...

A competitive investment firm in London is seeking a Part-time Head of Compliance & MLRO to ensure compliance and manage regulatory requirements. This role offers the chance to integrate Compliance into the business and potentially become a Partner. Ideal candidates should have a strong background in retail investment management, excellent communication skills, and the ability to engage...