surveillance manager jobs

You will ensure the firm meets its regulatory obligations under MAR and FCA requirements, while continuously strengthening the effectiveness, efficiency, and maturity of the market surveillance function. This is a hands-on leadership role combining technical expertise, people management, and stakeholder engagement within a regulated investment environment.

You will work on calibration, model governance, coverage design, and data quality oversight, working closely with business, risk, compliance and surveillance teams to maintain robust, defensible controls. What you'll do: Own communications surveillance calibration, optimisation and model governance.

Job Description Job Title : Principal Engineer – Above Water SurveillanceLocation: Frimley. We offer a range of hybrid and flexible working arrangements – please speak to your recruiter about the options for this particular roleSalary: CompetitiveWhat you’ll be doingProvide specialist knowledge and subject matter expertise to develop the functional design of the AWSDefine the systems...

You will monitor, report and advise key stakeholders on CRE asset management and loan asset management strategies involving a portfolio of performing loans and a number of active construction finance loans. The responsibilities of the Asset Surveillance CRE Senior Associate will include:

Join to apply for the Risk Surveillance Lead role at Novartis Ready to make your application Please do read through the description at least once before clicking on Apply. The Risk-Based Quality Management (RBQM) Risk surveillance Lead is responsible for driving the adoption of RBQM practice at trial level and overseeing the implementation and continuous improvement. Risk Surveillance Lead...

A leading global financial institution is seeking a Director of Compliance Technology to oversee design and delivery of critical compliance solutions in a hybrid work environment. Apply promptly! A high volume of applicants is expected for the role as detailed below, do not wait to send your CV. The role requires managing projects and collaborating with stakeholders to ensure technology meets...

You will ensure the firm meets its regulatory obligations under MAR and FCA requirements, while continuously strengthening the effectiveness, efficiency, and maturity of the market surveillance function. This is a hands‐on leadership role combining technical expertise, people management, and stakeholder engagement within a regulated investment environment.

Marex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a leading franchise in...

You will report to the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.

A leading global financial services firm in London seeks a Director/Senior Director of Trading Practices Compliance to oversee surveillance of trading activities. This role focuses on assessing trading risks, detecting policy breaches, and ensuring compliance with regulations. Candidates should have at least 8 years of experience in trade compliance within the financial sector and strong...

You will closely monitor Jane Street’s trading activity to detect any potentially manipulative or problematic behaviours. Our regulatory landscape is complex and evolving, and you will ensure we remain in compliance by investigating any potential issues and documenting findings as appropriate.

What if you could do the kind of work the world needs? At WSP, you can access our global scale, contribute to landmark projects and connect with the brightest minds in your field to do the best work of your life. You can embrace your curiosity in a culture that celebrates new ideas and diverse perspectives. You can experience a world of opportunity and the chance to shape a career as unique as...

You must have appropriate UK professional registration. This post is subject to the Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975 (Amendment) (England and Wales) Order 2020 and it will be necessary for a submission for Disclosure to be made to the Disclosure and Barring Service.

Description : Job Title Surveillance Calibration & Effectiveness Analyst Location Birmingham Corporate Title Associate Compliance is seeking an Associate level employee on the Calibration & Effectiveness team within the Compliance Surveillance function. As part of this role, you will be providing observations on the quality & effectiveness of the surveillance alert generation process and...

Investments Surveillance Analyst, Risk & Compliance Join Aberdeen as an Investments Surveillance Analyst within our Risk & Compliance team. The role focuses on market conduct surveillance, insider list management and process automation. Job Description Aberdeen is the UK's leading Wealth & Investments group, committed to delivering excellent client service through technology, talent and a...

Overview Job Title : Principal Engineer - Above Water Surveillance Location: Frimley. We offer a range of hybrid and flexible working arrangements - please speak to your recruiter about the options for this particular role Salary: Competitive What you'll be doing Provide specialist knowledge and subject matter expertise to develop the functional design of the AWS Define the systems architecture,...

You will ensure the firm meets its regulatory obligations under MAR and FCA requirements, while continuously strengthening the effectiveness, efficiency, and maturity of the market surveillance function. This is a hands-on leadership role combining technical expertise, people management, and stakeholder engagement within a regulated investment environment.

You will work on calibration, model governance, coverage design, and data quality oversight, working closely with business, risk, compliance and surveillance teams to maintain robust, defensible controls.

You will work on calibration, model governance, coverage design, and data quality oversight, working closely with business, risk, compliance and surveillance teams to maintain robust, defensible controls. What you'll do: Own communications surveillance calibration, optimisation and model governance.

You will also work on process improvements within a hybrid working environment.